Compliance and Legislation Advanced Training Course

The Compliance and Legislation advanced course of instruction is based on the information and practices contained in the IAITAM Best Practice Library (IBPL) Compliance and Legislation Volume 8 that shows how Compliance and Legislation is the focal point for risk avoidance and audit response processes.

Compliance is the act and process of adhering to established legislative and regulatory guidelines.  As such, compliance actions must be planned and executed according to those guidelines.  Guidelines cover a wide spectrum that can range anywhere from Federal mandates to local and organizational standards.

In this Advanced Course you will learn that compliance is achievable and can be maintained.  We will also address specific forms of compliance such as: contractual, operational and regulatory, all of which carry strong implications for business, legal and financial risk; and the level of organizational ability necessary to manage that risk.


  • Review of ITAM Program Concepts
  • Introduction to the ITAM Professional Code of Ethics
  • Overview of Scope, Roles, and Definitions for this Key Process Area (KPA)
  • Review of KPA Workflow
  • Access to Best Practice Templates & Worksheets
  • Development of Projects to Establish/Improve KPA
  • Review of Available Technology to Support KPA
  • Business Area Assessment Specific to Students Business
  • Development of  Buy-in Pitch based upon the Business Assessment

Discussion and sample projects including: Audit Response Process, Compliance Projects, Compliance Requirements, Process Implementation, SWAT Team Process, Legislative and Regulatory Advocacy, Tracking Process, Action Plan. Technology that will enhance the Compliance and Legislation Process Area, and Executive Buy-in. 

This Advanced Training course consists of the following:

  • IAITAM Best Practice Library for this Key Process Area
  • CD containing Policy Management Templates, Workflows, Diagrams and Whitepapers 
  • Series of video lectures
  • Access to full time instructors as needed
  • Review of ITAM concepts 
  • Self-evaluation exercise that incorporates best practices to uncover immediate business value for you and your organization
You are here: Home Program Information List of Courses Compliance and Legislation Advanced Training Course